Florida Suitability, Supervision Expert #31053

I have 40 years of experience, and specialize in the field of securities litigation with specific knowledge in the areas of suitability, supervision and compliance. I have testified 35 times on topics such as those listed above, asset allocation and other securities industry-related topics. I am a former branch manager for a major firm, a FINRA arbitrator, qualified for “Role of Chair” and non-practicing CPA. I am also Federal Court and Florida Civil Court certified as an expert witness.

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