Arizona Securities And Investments Expert #5735

I have 27 years of experience, and specialize in the field of securities and investments with specific knowledge in the areas of industry standards and practice, sales practices, and rules and regulations. I have testified 30 times on topics such as suitability, fraud and misrepresentation, and industry standards. Transitioned from a career in law enforcement to one in securities industry compliance with a stint on the district business conduct committee of the National Association of Securities Dealers (NASD), including a term as chairman. From there, to work as an expert in litigation support and has proven to be a natural transition.

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