New York Investments, Securities, Options Expert #31861

I have 20 years of experience, and specialize in the field of securities regulation with specific knowledge in the areas of program trading, derivatives and equities. I have published on such topics as markets, numerous reports on trading violations and referred B/D for disciiplinary action. I was an expert and participant in developing procedures and criteria that became the cornerstone of ISG, Intermarket Surveillance Group’s collaboration and cooperative agreements. This breadth of knowledge serves me well as a FINRA Arbitrator.

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