Compliance Expert Witnesses

It is estimated that organizations of all sizes spend an average of just under $10,000 per employee annually on regulatory costs, and the costs of being non-compliant are even higher. Most organizations need to adhere to compliances, which is largely due to the increasing amount of regulations required for operational transparency. Our compliance experts have worked as accountants, university professors, consultants, FDA investigators, environmental compliance officers, banking professionals, and more. These experts specialize in:

Coding
CMS regulations
Healthcare compliance
HIPAA privacy
Tax assessment
Estate and trust management
Training
Medical billing
GAAP
SEC Compliance
Arbitrations
Federal Drug Administration regulatory affairs
Pharmaceuticals
Air permitting
Wastewater treatment
Medical devices and biotech
Commercial banking
Hazardous waste and contamination

With hundreds of years of combined experience, our compliance experts have successfully testified for both plaintiffs and defense in a variety of cases, and are prolific international authors and lecturers. Their published works span topics that include options backdating, accounting for securitizations, FINRA exams, Anti Money laundering, general compliance, regulatory affairs, drug formulation, coal mining, illegal discharge, and socially responsible investing.

Here are a few of our favorite Compliance Expert Witnesses:

New York Blood Banks, Compliance, Design Expert #6207

I have 39 years of experience, and specialize in the field of Federal Drug Administration (FDA) regulatory affairs and quality assurance compliance with specific knowledge in the areas of medical devices, pharmaceuticals and foods. I have published on such topics as FDA compliance issues, dealing with the FDA and importing products to the USA. I have testified 7 times on topics such as quality systems registrarsâ€™ compliance issues, FDA submissions and regulatory problems and concerns. I have worked with companies worldwide and have visited over 1000 companies in the 38 years in this area. Have been an invited guest lecturer…

Michigan Regulatory Affairs, Compliance Expert #13806

I have 25 years of experience, and specialize in the field of regulatory affairs with specific knowledge in the areas of drugs, medical devices and biotech. I have published on such topics as regulatory affairs, general management and team building. I have testified on drug formulation.

Michigan Compliance Expert #16417

I have 30 years of experience in the field of mortgage banking, with specific knowledge of finance, compliance, and risk management.

California Bonds, Compliance, Annuities Expert #21189

I have 21 years of experience in the field of financial, with specific knowledge in the areas of securities, compliance and branch management. I have published on such topics as socially responsible investing. I have testified 10 times on topics such as churning, suitability and compliance.

Virginia Auditing, Billing, Compliance Expert #24661

I have 20 years of experience and specialize in the field of health information, with specific knowledge of coding and reimbursement and documentation improvement.

Your Case Deserves The Best Compliance Expert Witnesses

The right expert witnesses and consulting experts can make your case. That’s why we have spent so many hours over the past quarter century making sure our clients have just the right expert team — whether one expert or many, early-stage advice or expert reports and testimony. Across over 50,000 expert search assignments, we have honed a unique, customized approach to identifying, analyzing and connecting with expert talent so you can focus on winning your case.

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Michigan Reimbursement, Compliance Expert #24842

I have 20 years of experience, and specialize in the field of medical billing with specific knowledge in the areas of compliance, documentation and audit. I have published on such topics as physician coding, physician billing and compliance.

Ohio Appraisal Review, Compliance Expert #27887

I have 23 years of experience and specialize in the field of real estate, with specific knowledge of appraisal review, appraisal regulations and tax assessment. I have published on such topics as federal appraisal regulations, appraisal review and residential subdivisions.

Colorado Compliance, Medical Billing Expert #28120

I have 25 years of experience, and specialize in the field of healthcare with specific knowledge in the areas of compliance, coding and operations. I have published on such topics as compliance, coding and operations. I have broad experience in all areas of healthcare including operations, billing and coding as well as experience analyzing and training external and internal personnel in various facilities across the US. My experience includes medical office and facility (hospitals, surgicenters, etc.). I have a knack for being able to analyze a process, map it, understand it and identify the areas for improvement resulting in a…

New Jersey Governance, Risk, Compliance Expert #31670

I have 16 years of experience and specialize in the field of internal controls over financial reporting, with specific knowledge of SAP compliance, governance, risk, and compliance and security.

Pennsylvania Compliance, Audit, Evaluation Expert #34386

I have 17 years of experience and specialize in the field of medical coding and compliance, with specific knowledge of multi-specialty practice.

Hawaii Compliance, Healthcare, Coding Expert #34971

I have 12 years of experience in the field of oncology health care coding and compliance, with specific knowledge of chemotherapy infusion, medical necessity, and claim reimbursement. I have published on such topics as ESA (EPO/DPA) coding, medical infusion claims service capture and correct.

Pennsylvania Process Safety, Compliance Expert #35684

I have 23 years of experience in the field of industrial process risk management, with specific knowledge in the areas of environmental, safety and chemical management. I have published on such topics as identifying and measuring industrial process risks, management systems and auditing industrial processes.

Florida Compliance, Audits, Enforcement Expert #37690

I have 3 years of experience, and specialize in the field of workers’ compensation with specific knowledge in the areas of compliance, auditing and enforcement.

New York Compliance, Churning, Raiding Expert #39261

I have 37 years of experience, and specialize in the field of securities industry practices with specific knowledge in the areas of sales practices, compliance and supervision. I have published on such topics as auction rate securities, limited partnerships, suitability and the applicability of equity in securities arbitration. I have testified 99 times on topics such as supervision and suitability.

North Carolina Compliance, Risk Assessment Expert #40329

I have 12 years of experience, and specialize in the field of environmental management and compliance with specific knowledge in the areas of environmental compliance, (EPA), OSHA compliance and environmental toxicology. I have published on such topics as pollution prevention, hazardous waste management and chemical hygiene.

Massachusetts Compliance Expert #41145

I have 30 years of experience and specialize in the field of accounting with specific knowledge in the areas of GAAP, SEC compliance and tax matters. I have published on such topics as options backdating, accounting for securitizations and standard setting. I have testified 10 times on topics such as compliance with GAAP, realization of tax savings and cost allocation.

California Air Permitting, Compliance Expert #41566

I have 20 years of experience and specialize in the field of environmental engineering with specific knowledge in the areas of waste-to-energy, air permitting and wastewater treatment. I have published on such topics as waste-to-energy, energy conservation and sustainable waste management.

Florida Commercial Loans, Compliance Expert #41841

I have 35 years of experience, and specialize in the field of commercial banking with specific knowledge in the areas of commercial lending, distressed loans and regulatory compliance. I have testified on interbank disputes regarding agent bank conduct in participated loans, the appointment of receivers on operating commercial real estate properties.

Colorado Asbestos, Compliance, Geology Expert #41901

I have 30 years of experience, and specialize in the field of environmental science with specific knowledge in the areas of geology, hazardous waste and contamination. I have published on such topics as coal mining, hydrology and neotectonics. I have testified on solid waste permitting, leaking underground tanks and illegal discharge.

California Municipal Bonds, Compliance Expert #42006

I have 30 years of experience, and specialize in the field of federal taxation with specific knowledge in the areas of tax-exempt bonds, tax credit bonds and related tax credits. I have published on such topics as complying with federal tax requirements relating to tax-exempt bonds, arbitrage rebate and post-issuance bond compliance. I have testified on application of the tax law to bonds and standards of practice for bond opinions.

Louisiana Compliance, Regulatory Expert #42161

I have 10 years of experience, and specialize in the field of mortgage banking with specific knowledge in the areas of regulatory, compliance and training. I have published on such topics as mandatory economic outlooks.

Virginia Estates, Fiduciary, Compliance Expert #45198

I have 27 years of experience, and specialize in the field of trusts and estates with specific knowledge in the areas of estate and trust management, oversight and compliance and risk management. I have testified on prudent investor statute, trustee’s discretionary distribution of trust funds.

Georgia Compliance, Investigation Expert #45278

I have 9 years of experience, and specialize in the field of health care compliance with specific knowledge in the areas of investigations, HIPAA privacy and CMS regulations. I have published on such topics as the integration of compliance and risk, health care reform and compliance program operations. I possess fifteen total years of healthcare experience, which began in patient care, and has provided a foundation that affords valuable insight into healthcare operations and organizational cultures. Having worked in all levels of health care organizations from entry-level staff to officer level provides for a level of understanding and insight few…

Pennsylvania Audit, Compliance, Residents Expert #45335

I have 14 years of experience, and specialize in the field of healthcare compliance with specific knowledge in the areas of coding and documentation guidelines, documentation and compliance in the electronic medical record environment and physician education. I have testified on correct coding for nuclear stress test units for radionuclides, correct application of coding modifiers for CRNA supervision. It’s timeless. My unique experience has given me so much more skill than what a classroom can produce which yields a more solid result for my clients.

Oregon Medical Coding, Compliance Expert #45347

I have 27 years of experience, and specialize in the field of ophthalmology and optometry with specific knowledge in the areas of medical coding and compliance, practice valuation and leadership training. I have published on such topics as medical coding, insurance audits and practice appraisals and valuations. I have testified 15 times on topics such as practice appraisal and valuation, medical coding and medical record compliance.

California Forklift, Shipyard, Compliance Expert #45620

I have 8 years of experience, and specialize in the field of safety management with specific knowledge in the areas of construction, general and shipyard industries. I have worked on many high profile projects to include Disney Concert Hall, Griffith Park Observatory, Los Angeles County Museum of Art, and naval ships.

Nevada Compliance, Suitability Expert #46060

I have 27 years of experience, and specialize in the field of securities regulation with specific knowledge in the areas of compliance, suitability and surveillance. I have published on such topics as market structure and insurance regulation. I have testified on terminating a representative.

Texas Information Security, Compliance Expert #46449

I have 7 years of experience, and specialize in the field of information technology and security with specific knowledge in the areas of information security, compliance and auditing. I have published on such topics as ethical hacking, penetration testing and information security. I have testified on information gathering, penetration testing and compliance.

Louisiana Administration, Compliance Expert #50625

I have 28 years of experience, and specialize in the field of trust administration with specific knowledge in the areas of regulatory compliance, trust document interpretation and wealth management decisions.

South Carolina Governance, Compliance, Breach Expert #51514

I have 35 years of experience, and specialize in the field of all areas of information technology with specific knowledge in the areas of information technology risk and compliance, information security and information technology processes. I have published on such topics as information technology excellence, information technology governance and qualities of information technology expert witness. I have testified on information technology process weaknesses. I have an extremely broad understanding of all aspects of the implementation of technology from its design stage to ongoing support.

Kentucky Mortgage Banking, Compliance Expert #52563

I have 35 years of experience, and specialize in the field of mortgage lending with specific knowledge in the areas of origination, mortgage fraud and quality control. I have published on such topics as personal responsibility, mortgage cram-down and FHA’s solvency. I have testified 13 times on topics such as foreclosure prevention and sound mortgage servicing, modernization of FHA and mortgage servicing practices and foreclosure mitigation.

New York Compliance, Arbitrations Expert #52660

I have 15 years of experience, and specialize in the field of broker dealers with specific knowledge in the areas of compliance, regulations and arbitration’s. I have published on such topics as FINRA exams, Anti Money laundering issues and General compliance.

Put Our Compliance Expert Network to Work for You

Our huge network of experts – eminent university professors and practitioners who have achieved renown as thought leaders in their fields – combined with unparalleled research capabilities puts the experts you need at your disposal when and where you need them.

If you’re a litigator or general counsel, we want to put this network to work for you and your clients. Let us know how we can help by calling us at (202) 908-4500 or filling out the form on this page. We’re so confident you’ll love what we do that unless you retain an expert we present there’s no charge!